Judgment search results

Case number 9130/2004

9130/2004 – Michael Fielding

Respondent: Michael Fielding

Outcome: Prohibition Order

Allegation: Client Money, Others

Case number 9088/2004

9088/2004 – K W Good, G M Cardona and A E A Davies

Respondent: K W Good, G M Cardona and A E A Davies

Outcome: Reprimand, S.43 Order (clerks), Strike off

Allegation: Breaches, Client Money, Criminal Convictions, Failures

Case number 8966/2004

8966/2004 – Ciaran Whelan

Respondent: Ciaran Whelan

Outcome: S.43 Order (clerks)

Allegation: Others

Case number 8988/2004

8988/2004 – Shazad Khan

Respondent: Shazad Khan

Outcome: S.43 Order (clerks)

Allegation: Client Money, Others

Case number 9004/2004

9004/2004 – Sean Martin

Respondent: Sean Martin

Outcome: S.43 Order (clerks)

Allegation: Others

Case number 9009/2004

9009/2004 – Anthony David Saunders

Respondent: Anthony David Saunders

Outcome: S.43 Order (clerks)

Allegation: Others

Case number 9053/2004

9053/2004 – Philip Elkins

Respondent: Philip Elkins

Outcome: S.43 Order (clerks)

Allegation: Client Money, Others

Case number 9080/2004

9080/2004 – Ghazala Sarwar

Respondent: Ghazala Sarwar

Outcome: S.43 Order (clerks)

Allegation: Others

Case number 9081/2004

9081/2004 – Simon James Shaw

Respondent: Simon James Shaw

Outcome: S.43 Order (clerks)

Allegation: Others

Case number 9121/2004

9121/2004 – Michael Shrosbree

Respondent: Michael Shrosbree

Outcome: S.43 Order (clerks)

Allegation: Others