Judgment search results

Case number 12641 / 2024

12641 / 2024 – Robin Edward Stubbings

Respondent: Robin Edward Stubbings

Outcome: Fine

Allegation: Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019

Case number 12644 / 2024

12644 / 2024 – Rashid Ahmad Khan

Respondent: Rashid Ahmad Khan

Outcome: Allegations not substantiated

Allegation: Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019

Case number 12639 / 2024

12639 / 2024 – Simpson Thacher & Bartlett LLP

Respondent: Simpson Thacher & Bartlett LLP

Outcome: Fine

Allegation: Breaches, Code of Conduct 2011, Code of Conduct for Firms 2019, Money Laundering Regulations, SRA Principles 2011, SRA Principles 2019

Case number 12655 / 2024

12655 / 2024 – Leo Benedict Michael Foster

Respondent: Leo Benedict Michael Foster

Outcome: Fine

Allegation: Breaches, Lack of Integrity, SRA Principles 2019

Case number 12594 / 2024

12594 / 2024 – Craig Cooper; Erich Kurtz

Respondent: Craig Cooper; Erich Kurtz

Outcome: Allegations not substantiated

Allegation: Code of Conduct 2011, SRA Principles 2011

Case number 12658 / 2024

12658 / 2024 – David Baynon Crosby

Respondent: David Baynon Crosby

Outcome: Strike off

Allegation: Breaches, Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, Misappropriation of Client Account, Solicitors Accounts Rules 2019, SRA Principles 2019

Case number 12645 / 2024

12645 / 2024 – Respondent AM

Respondent: Respondent AM

Outcome: Suspend - Fixed Period

Allegation: Code of Conduct 2011, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors Accounts Rules 2011, SRA Authorisation Rules, SRA Principles 2019

Case number 12630 / 2024

12630 / 2024 – Simon Jonathan Tager

Respondent: Simon Jonathan Tager

Outcome: Fine

Allegation: Lack of Integrity, Recklessness, SRA Principles 2011

Case number 12661 / 2024

12661 / 2024 – Kerr Clement

Respondent: Kerr Clement

Outcome: Fine

Allegation: Breaches, Code of Conduct 2011, Failures, SRA Principles 2011

Case number 12643 / 2024

12643 / 2024 – Matthew Howells

Respondent: Matthew Howells

Outcome: Suspend - Fixed Period

Allegation: Breaches, Criminal Convictions, Lack of Integrity, SRA Principles 2019