Between
| Applicant | Solicitors Regulation Authority Ltd |
|---|---|
| Respondent | Amir Nazir Butt |
Case details
| Allegation | Breaches, Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, Misappropriation of Client Account, Solicitors Accounts Rules 2011, SRA Principles 2011, SRA Principles 2019 |
|---|---|
| Outcome | Fine |
| Executive summary | The SRA investigation identified deficiencies in the Respondent’s compliance with the Solicitors Code of Conduct, in relation to Anti-Money Laundering (AML) regulations, record-keeping, and handling of client residual balances. Further it was alleged that he had made a false declaration to the SRA regarding his compliance and by doing so he had shown a lack of integrity. |
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