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Between

Applicant Solicitors Regulation Authority Ltd
Respondent Mark Ian Williams

Case details

Allegation Breaches, Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, Practice Framework Rules, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019
Outcome Suspend - Fixed Period
Executive summary

The Respondent admitted to holding client money in his personal account, failing to return it promptly and using it inappropriately and to undertaking legal work outside his firm without the necessary authorisation. He characterised his actions as mistakes but with the intention of providing genuine help and support to his clients.

Despite commendable aspects of his work the Tribunal found his lack of professional objectivity had led him into serious error which damaged the reputation of the profession. The Tribunal emphasised the maxim that client money is sacrosanct, and it is placed at risk by a solicitor who acts outside regulations designed to protect client money.

The Respondent’s conduct was so serious that it necessitated a period of 6 months’ suspension. It was hoped that in this time the Respondent would reflect upon and re-evaluate his approach, separating professional from counselling work.

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